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Investment Advisors

Refined by critical SEC rule changes, the investment advisors act of 1940 has been modified to reflect the corporate significance that email has on reliable finance operations. Legal compliance with the SEC has mandated that investment advisors maintain control of specific electronic documents, thus enhancing the necessity of firms to implement a quality email archiving solution.

The iMessageArchiver: a sound “investment”

Bound to SEC regulations investment advisors must produce accurate and current electronic business records of accounts in which they have distinct client privileges. Our premier compliance solution will be your shield in the E-Discovery and email audit process, as it retrieves electronic documents in record time and performs in-depth quality searches at an inexpensive price. Choose the iMessageArchiver, a sound “investment” and industry standard for archiving excellence.

Our scalability is your scalability

Using our robust message capturing solution investment advisors can access their archived email with unrivaled efficiency. Our servers provide the finance industry with enterprise class performance, seamless database connectivity, extensive network capacity, and a tireless support staff that is always there to answer any question or trouble shooting related issue you may encounter. We believe in fostering consistent economic growth for your company, our scalability is your scalability.

SEC Compliance: Guide your clients with confidence.

Investment advisors are required to maintain electronic document copies of advertising and marketing materials distributed to 10 or more people not connected with the firm. With our trend setting application investment advisors can dispense marketing collateral with no stress or concerns. We can be counted on to deliver all email records of advertising and marketing materials that are necessary for SEC compliance. Use the iMessageArchiver and guide your clients with confidence.
 
 
   
 
 
 
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